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Financial Industry Regulatory Authority
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11	Commodities Fraud: A serious problem Add to Reading List Source URL: www.smartcheck.gov Language: English - Date: 2016-07-22 13:49:40 Economy Commodity markets Finance Money Self-regulatory organizations Commodity Futures Trading Commission Commodity pool Financial Industry Regulatory Authority Futures contract Foreign exchange market
12	How Rigged Are Stock Markets? Evidence from Microsecond Timestamps Robert P. Bartlett, III University of California, Berkeley Add to Reading List Source URL: eml.berkeley.edu Language: English - Date: 2016-08-05 12:14:54 Economy Financial markets Finance Money High-frequency trading Electronic communication network Dark liquidity Market data Securities Exchange Act Securities Industry Automation Corporation NASDAQ Financial Industry Regulatory Authority
13	Legal & Compliance, LLC Corporate, Securities and Going Public Attorneys Legal & Compliance, LLC is a comprehensive securities and business transaction law firm. There are many securities law firms that assist in the goi Add to Reading List Source URL: www.legalandcompliance.com Language: English - Date: 2015-07-20 14:59:11 Economy Business Finance 73rd United States Congress U.S. Securities and Exchange Commission United States securities law Self-regulatory organizations Stock market Securities Act Financial Industry Regulatory Authority Reverse takeover Securities Exchange Act
14	4182 Federal Register / Vol. 78, NoFriday, January 18, Notices At any time within 60 days of the filing of such proposed rule change, the Add to Reading List Source URL: www.batsoptions.com Language: English - Date: 2013-01-22 16:35:43 United States securities law Self-regulatory organizations 73rd United States Congress U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities Exchange Act Law Business Government Selling away Securities regulation in the United States
15	Microsoft Word - PRIVATE PLACEMENT OVERVIEW.doc Add to Reading List Source URL: www.infocentre.biz Language: English - Date: 2011-07-27 14:59:39 Finance Economy Money U.S. Securities and Exchange Commission United States securities law Stock market Regulation D Private placement Securities Act Security Prospectus Financial Industry Regulatory Authority
16	OMB APPROVAL OMB Number: Expires: August 31, 2011 Estimated average burden Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-03-20 17:10:20 Law Financial Industry Regulatory Authority United States securities law Civil procedure Arbitration Arbitral tribunal Costs in English law Securities regulation in the United States Contract Securities Exchange Act U.S. Securities and Exchange Commission United States Arbitration Association
17	PDF Document Add to Reading List Source URL: www.faegrebd.com Language: English - Date: 2016-07-29 16:00:58 Economy Systemic risk Finance Money Great Recession in the United States United States federal banking legislation Financial Stability Oversight Council United States Department of the Treasury Investment banking Bank DoddFrank Wall Street Reform and Consumer Protection Act Financial Industry Regulatory Authority
18	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-03-20 17:10:56 United States securities law Self-regulatory organizations 73rd United States Congress U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities regulation in the United States Law Business Securities Exchange Act Economy Selling away Municipal Securities Rulemaking Board
19	JMB_Insurance_(4C)LogoReverse Add to Reading List Source URL: www.jmbins.com Language: English - Date: 2016-05-23 17:42:42 Economy Finance Money Self-regulatory organizations United States securities law Securities Investor Protection Corporation Insurance Financial Industry Regulatory Authority Financial adviser
20	Effectively Managing Your Social Presence How to Stay Social and Compliance-Friendly through BrightScope Advisor Pages General Compliance Overview Add to Reading List Source URL: d28wdra5vrkblv.cloudfront.net Language: English - Date: 2014-01-23 21:01:04 Digital media New media Economy Learning Financial adviser Adviser Social media Website Financial Industry Regulatory Authority Internet